Search Results: securities-regulation-cases-and-materials-aspen-casebook

Securities Regulation

Cases and Materials

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 1454885661

Category: Law

Page: 1200

View: 9679

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision

Securities Regulation

Author: Stephen Jung Choi,Adam C. Pritchard

Publisher: Aspen Publishers Online

ISBN: 0735565511

Category: Law

Page: 381

View: 2789

Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Securities Regulation

Examples and Explanations

Author: Alan R. Palmiter

Publisher: Aspen Publishers Online

ISBN: 073556535X

Category: Law

Page: 584

View: 8009

Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics. Now in its Fourth Edition, this trusted Examples & Explanations title supplies: coverage of the key concepts of securities regulation, including: public offerings exemptions from registration liability in securities offerings materiality securities fraud, insider trading, SEC enforcement, and cross-border regulation the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail examples drawn from newsworthy events, such as: public offerings by Google and Microsoft the roles of lawyers and accountants in Enron insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks Updated throughout and with many new examples, the Fourth Edition features: recent Supreme Court rulings: Tellabs v. Makor Issues & Rights Merrill Lynch v. Dabit Dura Pharm. v. Broudo updated new SEC rules, including the public offering rules additional charts and diagrams Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape. An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.

Securities Regulation

Cases and Materials

Author: Thomas Lee Hazen,David L. Ratner

Publisher: West Group

ISBN: 9780314239655

Category: Law

Page: 1234

View: 5410

Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private Securities Litigation Reform Act of 1995. Covers the basic principles of securities law, the requirements for disclosure by issuers of securities, the "antifraud" provisions, and regulation of the securities industry and markets. Progresses from simpler to more complex developments of the law in each problem area.

Mergers and Acquisitions

Cases, Materials, and Problems

Author: Therese Maynard

Publisher: Wolters Kluwer Law & Business

ISBN: 1454818964

Category: Law

Page: 1080

View: 6859

Mergers and Acquisitions: Cases and Materials--known for its cases, references to state and federal statutes, and ample problems--underscores the importance of modern fiduciary duty law. Its real-world, skills-based approach to transactions from Main Street to Wall Street emphasizes the ethical responsibilities of both lawyers and corporate managers who are responsible for implementing those transactions. Notes in the Appendix demonstrate the necessity of understanding where the money (or whatever serves as the acquisition consideration) is going. The Third Edition features a new chapter on "Going Private" (eliminating all public shareholders,) and focuses on changes in Delaware laws. More note materials help students put cases and developments into context, particularly on structuring acquisition transactions and fiduciary duty law. New cases discussed include Vantagepoint Venture Partners 1996 v. Examen, Inc. and En re: Topps Company Shareholders-- Litigation. New cases replace some older ones and several cases are more tightly edited. The text reflects all recent securities law and rule changes. Features: cases, references to state and federal statutes, and ample problems real-world, skills-based approach covers transactions from Main Street to Wall Street emphasizes the ethical responsibilities of both lawyers and corporate managers responsible for implementing transactions underscores the importance of modern fiduciary duty law demonstrates the importance of understanding where the money (or acquisition consideration) is going diagrams in the Appendix for the student and teacher to refer to throughout the semester alternative approaches to teaching suggestions for shortening reading assignments topics to be deleted to accommodate a two- or three-credit course sample syllabi detailed analysis and answers to all problems in the casebook author-hosted website PowerPoint slides of all diagrams included in the Appendix suggestions for using each slide answers to all problems and questions in the casebook updates and links to related materials ideas for integrating current events into classroom discussion Thoroughly updated, the revised Third Edition presents: a new chapter on "Going Private" (eliminating all public shareholders) focus on changes in Delaware laws more note materials to put cases and developments into context, particularly on structuring acquisition transactions and fiduciary duty law more note material associated with the problems new case discussions Vantagepoint Venture Partners 1996 v. Examen, Inc. En re: Topps Company Shareholders' litigation

Securities Regulation

2017 Case Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Wolters Kluwer Law & Business

ISBN: 1454893877

Category: Law

Page: 148

View: 3524

Securities Regulation: 2017 Case Supplement

Securities Regulation 2007 Stat Supplement

Author: James D. Cox,Robert W. Hillman,Donald C. Langevoort

Publisher: Aspen Publishers

ISBN: 9780735569362

Category: Law

Page: 927

View: 5827

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

Corporations and Other Business Associations

Cases and Materials

Author: Charles R.T. O'Kelley,Robert B. Thompson

Publisher: Wolters Kluwer Law & Business

ISBN: 1454892587

Category: Law

Page: 1175

View: 756

Corporations and Other Business Associations: Cases and Materials

Commentaries and Cases on the Law of Business Organization

Author: William T. Allen,Reinier Kraakman

Publisher: Wolters Kluwer Law & Business

ISBN: 1454876506

Category: Law

Page: 752

View: 6260

The extraordinary authorship of William T. Allen and Reinier Kraakman provides a unique real-world perspective to Commentaries and Cases on the Law of Business Organization. Logical and flexible organization allows for chapters to be taught in any order to accommodate alternative teaching approaches. Rich commentary in the form of explanatory notes facilitates teaching and understanding. Careful case selection and editing presents both classic and important recent cases. An economic-analysis perspective is made accessible through clear and consistent explanatory text. Examples, hypotheticals, and diagrams illustrate conceptual and theoretical models. The text can easily be used in a Business Organization course with a focus on corporate law. Features: New chapter on basic finance and valuation concepts that updates materials from earlier editions Extensively revised chapter on the corporate voting system which addresses the success of several governance reforms Updated discussion of the duty of loyalty including Delaware benefit corporations and the demise of Emerald Partners II Up-to-date and authoritative commentary on the Delaware case law A presentation centered on the principal-agent problem, which gives students a functional framework for understanding both statutory law and judicial decisions

Cases and Materials on Business Entities

Author: Eric A. Chiappinelli

Publisher: Wolters Kluwer Law & Business

ISBN: 1454898321

Category: Law

Page: 1008

View: 4365

Intended for the basic course in Business Organizations, Cases and Materials on Business Entities encompasses corporations, agency, partnership, and LLCs. Its extended coverage of alternative business entities distinguishes it from the more limited corporations-focused coverage of many business organizations texts. The author includes elaborate problems designed to help students become practice-ready as well as enhanced coverage of LLCs and principal cases that were decided within the last 20 years. The recipient of numerous teaching awards and a former clerk at the California Supreme Court and the U.S. District court, author Eric Chiappinelli has taught, written, and practiced extensively in business entities, corporate law, securities regulation, and civil procedure. Key Features: Over 20 new cases, including Shawe v. Elting (Del. 2017). All principal cases are less than 20 years old. Corporation chapters reflect MBCA (2016), and Partnership materials reflect UPA (2013). LLC chapter has been revised and updated. New materials on ultra vires and ultimate beneficiaries. New discussion of DGCL §§ 204 and 205 and MBCA (2016) Subchapter E (ratifying defective acts) New real-life examples: Kate Spade acquired by Coach and Toys “R” Us bankruptcy.

Corporate and White Collar Crime

Cases and Materials

Author: Kathleen F. Brickey,Jennifer Taub

Publisher: Wolters Kluwer Law & Business

ISBN: 1454887117

Category: Law

Page: 709

View: 2336

With its focus on substantive law, this book provides systematic and comprehensive consideration of major white-collar crime statutes in the federal criminal code, securities laws, and environmental statutes. The Sixth Edition of Corporate and White Collar Crime includes landmark decisions from the U.S. Supreme Court and federal appellate courts through 2016. New judicial decisions include: United States v. Newman (Insider Trading) Yates v. United States (Sarbanes Oxley) McDonnell v. United States (Bribery of Public Officials) RJR v. European Commission (RICO / extraterritorial application)

The Law of Financial Institutions

2018 Statutory Supplement

Author: Richard Scott Carnell,Jonathan R. Macey,Geoffrey P. Miller,Peter Conti-Brown

Publisher: Aspen Publishers

ISBN: 1454876352

Category: Law

Page: 448

View: 1290

Law of Financial Institutions, 2018 Statutory Supplement

Business Organizations

Cases, Problems, and Case Studies

Author: D. Gordon Smith,Cynthia A. Williams

Publisher: Aspen Publishers

ISBN: 1454868368

Category: Law

Page: 864

View: 3216

Reflecting ongoing changes in the structure and regulation of modern business practice, Business Organizations: Cases, Problems, and Case Studies, Fourth Edition offers a unique combination of doctrine, problems, and case studies. Recent, high-interest cases are balanced against classic teaching chestnuts. Brief, innovative problems are used in combination with longer case studies. Recent Delaware Supreme Court decisions, updated case studies, and a strong website support a clear and sustained examination of the role and purview of the law in business transactions. New to the Fourth Edition: Recent Delaware Supreme Court and Chancery Court cases, including eBay v. Newmark; DFC Global v. Muirfield Value Partners; In re: Trulia; Kahn v. M&F Worldwide (MFW); Corwin v. KKR; and new parent/subsidiary vicarious liability cases New textual coverage of developing trends such as shareholder activism, exploding deal litigation and judicial efforts to reign it in, hedge fund appraisal arbitrage, and Public Benefit Companies Revised Uniform Partnership Act materials, as updated through 2013 Updated case studies and problems that consistently reinforce topical coverage Professors and students will benefit from: A discriminating selection of fresh cases and classic chestnuts In-depth coverage of how the law applies to modern business structures, (such as joint ventures, venture capital arrangements, franchises, and new limited liability business forms) as well as growth industries (such as computers, biotechnology, and telecommunications) Short problems after selected topics that give students practice applying the legal principles covered in that section Case studies styled on the B-school model that provide opportunities for in-depth analysis of the law in business transactions Hybrid entities treated in detail, including a separate chapter on limited liability companies Teaching materials include: Teacher’s Manual PowerPoint slides and multiple-choice exam questions Prof. Smith’s recorded lectures about many key topics

Mergers and Acquisitions

Law and Finance

Author: Robert B. Thompson

Publisher: Wolters Kluwer Law & Business

ISBN: 1454892722

Category: Law

Page: 696

View: 3436

Offering up-to-date and rich, yet succinct, coverage with the perfect mix of theory and practice, Mergers and Acquisitions: Law and Finance, Third Edition equips students with the legal rules and economic and financial principles they will need to help clients make key strategic choices during an acquisition. Key Features: Cases and materials illustrating Delaware’s embrace of private ordering to minimize judicial review in cash out mergers and other contexts (the M&F Worldwide case and related cases such as In re Volcano Corp.) Twenty-first century changes to the classical “enhanced scrutiny” review of Unocal, Revlon, and Blasius (the Air Gas decision and Chancellor Chandler’s presentation of the 30-year evolution of Delaware law) New presentation of insider trading law that emphasizes its application in a merger context (the U.S. v. Salman case and rearrangement of the material to lead with classical and misappropriation theories before applications like tippee and other theories extending liability Materials on insider trading, poison pill, deal protection devices, activist shareholders, and more. Clear text and charts that facilitate students’ grasp of the financial and legal choices available to planners considering an acquisition.

Business Organizations

Author: Theresa A. Gabaldon,Christopher L. Sagers

Publisher: Wolters Kluwer Law & Business

ISBN: 1454876484

Category: Law

Page: 1120

View: 8824

Business Organizations is a pedagogically rich book recaptures student engagement in the course without sacrificing basic rigor. Transaction-oriented problems put the student in the practice role of advising a variety of businesses. Clear expository text provides context for cases. Features include: flowcharts, connections boxes, self-testing exercises, a series of interspersed exercises on ethics for business lawyers, a glossary of terms, and sidebars on numerical concepts and skills. Short, self-contained chapters facilitate the ability to teach them in almost any order. An online supplement includes a business concepts for lawyers module to be assigned as an instructor desires, as well as offers a variety of sample documents to show students the actual materials that lawyers work with every day. Key Features: Short, self-contained chapters make the book highly modular and enable professors to easily tailor the book to their syllabus. Detailed, problem-focused treatment of unincorporated entity issues and special transactional problems in counseling small businesses A free online supplement offers a module on business concepts for lawyers, and provides samples of documents that lawyers typically encounter.

The Law of Governance, Risk Management, and Compliance

Author: Geoffrey P. Miller

Publisher: Wolters Kluwer Law & Business

ISBN: 1454887133

Category: Law

Page: 840

View: 5254

The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.

Traversing the Ethical Minefield

Problems, Law, and Professional Responsibility

Author: Susan R. Martyn,Lawrence J. Fox

Publisher: Wolters Kluwer Law & Business

ISBN: 1454874864

Category: Law

Page: 720

View: 1098

Traversing the Ethical Minefield: Problems, Law, and Professional Responsibility, Fourth Edition offers students accessible, teachable problems and notes that clarify and encourage analysis of the law governing lawyers. The book’s innovative pedagogy (combination of relevant and interesting problems faced by fictitious law firm “Martyn and Fox,” cases, ethics opinions, thematic notes, and short stories) supports its focus of teaching the Model Rules of Professional Conduct and the Restatement of the Law Governing Lawyers as well as conveying the complexities of ethical dilemmas in legal practice. The book’s manageable length makes it short enough to provide focus, but long enough to convey the rich texture of the material.

An Analytical Approach To Evidence

Text, Problems and Cases

Author: Ronald Jay Allen,Eleanor Swift,David S. Schwartz,Michael S. Pardo

Publisher: Wolters Kluwer Law & Business

ISBN: 1454876085

Category: Law

Page: 1069

View: 6257

An Analytical Approach to Evidence: Text, Problems, and Cases, Sixth Edition is a problem-based Evidence casebook that presents the Federal Rules of Evidence in context, illuminates the rulesand’ underlying theories and perspectives, and provides a fully updated and systematic account of the law. The material is presented primarily through straightforward explanatory text. Lively discussion and interesting problems (rather than numerous appellate case excerpts) engage students in understanding the principles, policies, and debates that surround evidence law. Hallmark features of An Analytical Approach to Evidence: Text, Problems, and Cases: An opening transcript from an actual criminal law case illustrates how evidence is admitted and excluded in practiceand—Chapter Two on the trial process can be taught with the transcript or separately A wide range of real-world problems exposes students to the depth and complexity of the Rules of Evidence Every chapter addresses basic rules interpretation, essential policy, and connects theory to practice Teacherand’s Manual includes sample syllabi for both 4- and 3-credit courses, transition guide for each chapter, teaching guidance, and answers to all the problems in the book Thoroughly updated, the Sixth Edition presents: New co-author Alex Stein (Cardozo), who has published widely in areas of evidence, economic analysis of law, and general legal theory, and brings a wealth of expertise to the sixth edition Discussion of fundamental moral questions Discussion of allocation of authority between judges and juries Rulesand’ effects on both primary (non-litigation) and litigation behavior Additional pedagogical elements, format redesign, and simplifying notes/questions to increase appeal to students (without sacrificing intellectual sophistication) New assessment problems with answers allow students to test themselves and prepare for exams

Sports Law and Regulation

Cases, Materials, and Problems

Author: Matthew J. Mitten,Timothy Davis,Rodney K. Smith,Kenneth L. Shropshire

Publisher: Wolters Kluwer Law & Business

ISBN: 1454887184

Category: Law

Page: 1104

View: 9337

The fourth edition of Sports Law and Regulation: Cases, Materials, and Problems explores both amateur and professional sports as well as issues common to both industries. A comprehensive collection of cases and materials provides balanced perspective and flexible coverage, while the organization provides instructors the flexibility to cover selected sections or chapters for a separate course in either Amateur Sports Law or Professional Sports Law. The fourth edition includes recent landmark sports precedents, an updated Olympic and international sports law chapter, and the addition of youth sports materials to the high school sports chapter. Materials examining the governance authority of the Big-5 conferences, and Title IX to address student-athlete sexual assault of women have also been included in the updated edition. Sports Law and Regulation: Cases, Materials, and Problems contains the appropriate amount of introductory and explanatory materials, notes, and questions to facilitate students’ understanding as well as hypothetical problems for applying new knowledge. Key Features: Most recent landmark sports law precedents, including Brady v NFL, O’Bannon antitrust and right of publicity litigation, Garber and Laumann antitrust litigation challenging MLB and NHL broadcasting restrictions Updated Olympic and international sports law chapter, including Pechstein v International Skating Union (German Federal Supreme Civil Court recognizes independence of Court of Arbitration for Sport and enforces its arbitration award) and 2015 World Anti-doping Code materials Addition of youth sports materials to high school chapter Addition of materials examining the governance authority (autonomy) of the Big-5 conferences and other institutions at the most competitive level within the NCAA Addition of Title IX to address student-athlete sexual assault of women, and a discussion of issues relating to transsexual, transgender and intersex athletes to the gender equity chapter Addition of discussions of the evolving definition of sport and new sports, including mixed martial arts and e-sports Addition of a comment on concussion related claims in the health and safety chapter

Corporate Finance

Cases and Materials

Author: William W. Bratton

Publisher: N.A

ISBN: 9781609300593

Category: Law

Page: 1261

View: 395

This casebook covers the major aspects of corporate finance: valuation, debt financing, hybrid securities, payout policy, intersections of corporate governance and financial incentives, and mergers and acquisitions. The book integrates legal and economic materials. It includes cases and materials addressing the financial crisis of 2008 and subsequent law reform.

Find eBook